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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2019-02-14 |
| TX | RA | APPROVED | 2019-02-14 |
Branch Locations
221 East Fourth Street, Cincinnati, OH 45202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Cincinnati | OH | 02/2009 | 02/2019 |
| Stifel Nicolaus & Co Inc | Cincinnati | OH | 02/2019 | Present |
1. Rental Property; 1214 Herschel Ave, Cincinnati, OH 45208; Rental home; Owner; 10/01/2019; 1 Hour per Week; Not During Securities Trading Hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-29 |
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