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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-01-25 |
| KY | RA | APPROVED | 2019-10-18 |
Branch Locations
100 W Main St Suite 500, Lexington, KY 40507 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L. Lyons, Llc | Lexington | KY | 04/2009 | Present |
| Robert W. Baird & Co. Incorporated | Lexington | KY | 10/2019 | Present |
Name/Address: JC Resorts LLC 17140 Gulf Blvd North Redington Beach Florida 33708 Start date: 3/31/13 Hours spent: Zero Hours spent during trading hours: Zero Role/Responsibility: Owner/Proprietor, Landlord Non Investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-31 |
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