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Current Employers
Ofg Financial Services, Inc.

120 Se 6Th Avenue Townsite Plaza #2, Suite 105, Topeka, KS 66603-3515 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2023-01-18
AZ RA APPROVED 2023-01-13
MO RA APPROVED 2023-01-09
TX RA APPROVED 2023-01-09
KS RA APPROVED 2016-10-06
  • OK RA
    APPROVED
    Since 2023-01-18
  • AZ RA
    APPROVED
    Since 2023-01-13
  • MO RA
    APPROVED
    Since 2023-01-09
  • TX RA
    APPROVED
    Since 2023-01-09
  • KS RA
    APPROVED
    Since 2016-10-06

Branch Locations

Townsite Plaza #2, Suite 105 120 Se 6Th Avenue, Topeka, KS 66603-3515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ofg Financial Services, Inc. Topeka KS 09/2015 08/2021
Ofg Financial Services, Inc Topeka KS 08/2021 Present
Other Businesses

Insurance sales-sales, service & management-commissions-5% of time spent; SELF-EMPLOYED/CONTRACTED OFFICIAL--NOT INVESTMENT RELATED--FOOTBALL OFFICIAL FOR K-12--STARTED 9/1993--FLAT FEE--3 HRS/MO TIME SPENT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-10-05
S63 Uniform Securities Agent State Law Examination 2008-12-23
  • S65 Uniform Investment Adviser Law Examination
    2016-10-05
  • S63 Uniform Securities Agent State Law Examination
    2008-12-23

View on SEC IAPD

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