Kenneth W Judd

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  San Diego, CA
• 11/2016 → 08/2018
  Wells Fargo Clearing Services, Llc
  San Diego, CA
• 08/2018 → Present
  Raymond James & Associates
  San Diego, CA

Previous Registrations

• 2008-01-01 → 2018-08-07
  Wells Fargo Clearing Services, Llc
  San Diego, CA
  San Diego, CA
• 1997-07-08 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  San Diego, CA
  San Diego, CA
  St. Louis, MO

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-08-23
• S63 Uniform Securities Agent State Law Examination
  1993-08-13

Designations

• Certified Financial Planner