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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-09-14 |
| TX | RA | APPROVED | 2021-09-13 |
Branch Locations
12800 University Drive Suite 300, Fort Myers, FL 33907 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Fort Meyers | FL | 12/2008 | 09/2021 |
| Stifel Nicolaus & Co Inc | Fory Myers | FL | 09/2021 | Present |
1. Scoggins Family Wyoming, LLC; 12601 Mastique Beach Blvd Fort Meyers, FL 33908; Protect assets; Manager and member; Beneficial owner; 1/17/2022; 2 Hours per Year; Not During Securities Trading Hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-16 |
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