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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-10-01 |
Branch Locations
600 Portland Avenue South, Minneapolis, MN 55415 • United States
214 Senate Avenue 100, Camp Hill, PA 17011 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northeastern Star Asset Management, Inc. | Wormleysburg | PA | 08/2014 | Present |
| Thrivent Advisor Network, Llc D/B/A Advent Partners | Camp Hill | PA | 10/2025 | Present |
1) Mr. Ferrone is dually registered with Northeastern Star Asset Management, Inc. ("Northeastern Star") and Thrivent Advisor Network, LLC d/b/a Advent Partners ("TAN") on a temporary and transitional basis. Mr. Ferrone has served as an investment advisor representative for TAN and Northeastern Star since October 2025. Business is conducted from Camp Hill, PA, 17011. Approximately 50% of Mr. Ferrone's time is for services through Northeastern Star and the balance is for services through TAN. 2) Licensed insurance agent; Not investment-related; Camp Hill, PA, 17011; Insurance sales; Implementation of insurance recommendations; 10 hours per month, 0 during trading hours; Licensed insurance agent 3) KRF Consulting; Not investment-related; Mechanicsburg, PA. 17055; Mortgage tracking; Owner; 10/1/2025; 4 hours per month; 0 during trading hours; Track mortgage payments on private loans
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-29 |
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