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Current Employers
Thrivent Advisor Network, Llc

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-10-01
  • PA RA
    APPROVED
    Since 2025-10-01

Branch Locations

600 Portland Avenue South, Minneapolis, MN 55415 • United States

214 Senate Avenue 100, Camp Hill, PA 17011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northeastern Star Asset Management, Inc. Wormleysburg PA 08/2014 Present
Thrivent Advisor Network, Llc D/B/A Advent Partners Camp Hill PA 10/2025 Present
  • 08/2014 → Present
    Northeastern Star Asset Management, Inc.
    Wormleysburg, PA
  • 10/2025 → Present
    Thrivent Advisor Network, Llc D/B/A Advent Partners
    Camp Hill, PA
Previous Registrations
  • 2014-08-20 → 2025-11-14
    Northeastern Star Asset Management, Inc.
    Wormleysburg, PA
  • 2009-12-03 → 2014-10-02
    Penn Investment Advisors, Inc.
    Bala Cynwyd, PA
  • 2002-05-08 → 2009-12-08
    Amp Asset Management, Inc.
    Danville, PA
Other Businesses

1) Mr. Ferrone is dually registered with Northeastern Star Asset Management, Inc. ("Northeastern Star") and Thrivent Advisor Network, LLC d/b/a Advent Partners ("TAN") on a temporary and transitional basis. Mr. Ferrone has served as an investment advisor representative for TAN and Northeastern Star since October 2025. Business is conducted from Camp Hill, PA, 17011. Approximately 50% of Mr. Ferrone's time is for services through Northeastern Star and the balance is for services through TAN. 2) Licensed insurance agent; Not investment-related; Camp Hill, PA, 17011; Insurance sales; Implementation of insurance recommendations; 10 hours per month, 0 during trading hours; Licensed insurance agent 3) KRF Consulting; Not investment-related; Mechanicsburg, PA. 17055; Mortgage tracking; Owner; 10/1/2025; 4 hours per month; 0 during trading hours; Track mortgage payments on private loans

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-08-23
S63 Uniform Securities Agent State Law Examination 1993-07-29
  • S65 Uniform Investment Adviser Law Examination
    1994-08-23
  • S63 Uniform Securities Agent State Law Examination
    1993-07-29
Designations
Other Names
  • Ken Ferrone
  • Kenneth R Ferrone

View on SEC IAPD

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