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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-07-03
  • FL RA
    APPROVED
    Since 2023-07-03

Branch Locations

1750 N Maitland Ave, Maitland, FL 32751 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services St. Paul MN 10/2008 08/2023
Minnesota Life Insurance Company St. Paul MN 10/2008 08/2023
Evershore Financial Group Orlando FL 04/2011 Present
Cetera Wealth Services, Llc El Segundo CA 06/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 10/2008 → 08/2023
    Securian Financial Services
    St. Paul, MN
  • 10/2008 → 08/2023
    Minnesota Life Insurance Company
    St. Paul, MN
  • 04/2011 → Present
    Evershore Financial Group
    Orlando, FL
  • 06/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2017-08-31 → 2023-08-10
    Securian Financial Services, Inc.
    Boca Raton, FL
    St Paul, MN
    Maitland, FL
    Boca Raton, FL
    St. Paul, MN
  • 1999-11-22 → 2002-12-31
    Altamonte Springs, FL
Other Businesses

1) NAME OF OTHER BUSINESS: EVERSHORE FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-07
S63 Uniform Securities Agent State Law Examination 1993-07-13
  • S65 Uniform Investment Adviser Law Examination
    2017-08-07
  • S63 Uniform Securities Agent State Law Examination
    1993-07-13
Other Names
  • Bill Elliott

View on SEC IAPD

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