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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-10 |
| MA | RA | APPROVED | 2006-09-06 |
Branch Locations
200 Lowder Brook Dr Ste 2100, Westwood, MA 02090 • United States
Chelmsford, MA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco/Private Ledger Corp. | Waltham | MA | 05/2004 | Present |
(1) INVOLVEMENT AS AN INDEPENDENT INSURANCE AGENT SELLING FIXED ANNUITIES, LONG TERM CARE, DISABILITY, GROUP AND INDIVIDUAL HEALTH, AND FIXED LIFE INSURANCE / WALTHAM, MA / APPROVED JUNE 18, 2004 (2) 06/10/2008 - BAY FINANCIAL ASSOCIATES, LLC/DBA ONLY/NORTH CHELMSFORD, MA 01863-1208 (3)04/08/2015 - DCU FINANCIAL - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 64 HOURS PER MONTH - BURLINGTON, MA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-01 |
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