Amy M Mcfadden

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2007-02-22

OH RA
APPROVED

Since 2007-02-22

Branch Locations

8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Cincinnati	OH	04/2001	Present

04/2001 → Present

Ubs Financial Services Inc.

Cincinnati, OH

Other Businesses

HOUSE OF ADAM. CINCINNATI, OH. NOT INVESTMENT RELATED. BUSINESS - MEN'S CLOTHING STORE. TITLE - SALES IN MEN'S CLOTHING. START DATE - 11/13/2004. 32 HRS/MONTH. DUTIES - SALES IN MEN;S CLOTHING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-05-14

S66 Uniform Combined State Law Examination

2011-05-14

Other Names

Amy Marie Mcfadden
Amy M Schaefer

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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