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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-01-12 |
| KY | RA | APPROVED | 2019-10-18 |
| TX | RA | APPROVED_RES | 2019-10-18 |
Branch Locations
100 W Main St Suite 500, Lexington, KY 40507 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L. Lyons, Inc. | Lexington | KY | 06/1993 | 06/2017 |
| J.J.B. Hilliard, W.L. Lyons, Inc | Louisville | KY | 06/2017 | Present |
| Robert W. Baird & Co. Incorporated | Lexington | KY | 10/2019 | Present |
1) CO-TRUSTEE (THOMAS B. KESSINGER REVOCABLE TRUST, GRANDFATHER), TRUST DATE 1999, 647 RAINTREE ROAD, LEXINGTON, KY 40502, REP IS CO-TRUSTEE OF GRANDFATHER'S TRUST, REP IS POA, .5 HOURS PER MONTH, ZERO HOURS DURING TRADING HOURS. 2) CO-TRUSTEE (DELIA M KESSINGER REV. TRUST, GRANDMOTHER), TRUST DATE 1999, 647 RAINTREE ROAD, LEXINGTON, KY 40502, .5 HOURS PER MONTH, ZERO HOURS DURING TRADING HOURS. 3) BLUEGRASS HOSPITALITY GROUP (BHG Hospitality Group Drakes #3/Palomar), INVESTOR, CHAIN OF RESTAURANTS, NO DUTIES OR RESPONSIBILITIESS, START DATE 01/02/2018, 0 HRS/MO, 0 HRS/M TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-08 |
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