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2687 44Th Street Se, Kentwood, MI 49512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-12-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Questar Capital Corporation | Minneapolis | MN | 02/2013 | 03/2019 |
| Questar Asset Management | Minneapolis | MN | 02/2013 | 03/2019 |
| Woodbury Financial Services, Inc. | Mount Joy | PA | 03/2019 | 01/2024 |
| Osaic Wealth, Inc. | Mount Joy | PA | 01/2024 | 12/2024 |
| Regulus Financial Group, Llc | Kentwood | MI | 12/2024 | Present |
| Regal Investment Advisors, Llc | Kentwood | MI | 12/2024 | Present |
SIMON FINANCIAL SERVICES DESCRIPTION: DBA for Insurance and Financial Services POSITION: Owner NATURE: Sell Life Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 08/01/1994 ADDRESS: 608 Milton Grove Road, Mt Joy PA 17552, United States DESCRIPTION: Prepare quotes, plans, and proposals for Life Insurance
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-08-05 |
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