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John Spring Woolley

Tpg Financial Advisors, LLC

Portland, OR

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Current Employers
Tpg Financial Advisors, Llc

11850 Sw 67Th Avenue Suite 100, Portland, OR 97223 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2016-09-14
  • OR RA
    APPROVED
    Since 2016-09-14

Branch Locations

11850 Sw 67Th Avenue Suite 100, Portland, OR 97223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tpg Financial Advisors, Llc Portland OR 08/2016 Present
Geneos Wealth Management, Inc. Portland OR 08/2016 05/2019
Previous Registrations
  • 2008-10-21 → 2013-12-13
    Northwest Investment Counselors
    Lake Oswego, OR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-09-14
S63 Uniform Securities Agent State Law Examination 1993-06-28
  • S65 Uniform Investment Adviser Law Examination
    2016-09-14
  • S63 Uniform Securities Agent State Law Examination
    1993-06-28

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PORTLAND, OR
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