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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-04-23
FL RA APPROVED 2015-04-20
NJ RA APPROVED 2005-10-24
  • TX RA
    APPROVED
    Since 2021-04-23
  • FL RA
    APPROVED
    Since 2015-04-20
  • NJ RA
    APPROVED
    Since 2005-10-24

Branch Locations

201 West Passaic Street Suite 301, Rochelle Park, NJ 07662 • United States

115 Mountain Ct 2Nd Fl, Hackettstown, NJ 07840 • United States

9990 Coconut Road, Bonita Springs, FL 33913 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American School Of Business Fairfield NJ 02/2002 Present
Sicari Management Upper Saddle River NJ 09/1982 01/2019
Cetera Financial Specialists Llc Schaumburg IL 10/2005 Present
Cetera Investment Advisers Llc Schaumburg IL 10/2005 Present
M&M Associates, Llc Rochelle Park NJ 11/2009 01/2025
Bgs Assurance Llc Rochelle Park NJ 11/2009 08/2019
Bgs Capital Management, Llc. Rochelle Park NJ 11/2004 Present
Alpine Mortgage Service Llc Rochelle Park NJ 10/2008 Present
Bgs Assurance Llc Rochelle Park NJ 08/2019 Present
  • 02/2002 → Present
    American School Of Business
    Fairfield, NJ
  • 09/1982 → 01/2019
    Sicari Management
    Upper Saddle River, NJ
  • 10/2005 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 10/2005 → Present
    Schaumburg, IL
  • 11/2009 → 01/2025
    M&M Associates, Llc
    Rochelle Park, NJ
  • 11/2009 → 08/2019
    Bgs Assurance Llc
    Rochelle Park, NJ
  • 11/2004 → Present
    Bgs Capital Management, Llc.
    Rochelle Park, NJ
  • 10/2008 → Present
    Alpine Mortgage Service Llc
    Rochelle Park, NJ
  • 08/2019 → Present
    Bgs Assurance Llc
    Rochelle Park, NJ
Previous Registrations
  • 2002-08-05 → 2005-10-24
    C.J.M. Asset Management, Llc
    Pompton Lakes, NJ
Other Businesses

1) NAME OF OTHER BUSINESS: BGS ASSURANCE LLC ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: TAX PLANNING AND BOOKKEEPING SERVICES ; START DATE: 08/2019 ; POSITION/TITLE/RELATIONSHIP: CO-OWNER / MANAGING PARTNER ; APX NUMBER OF HOURS PER WEEK: 40+ ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: 1040 BUSINESS AND TAX PLANNING WITH SMALL BUSINESS. PROVIDE CE TO CPA & TAX PROFESSIONALS. OCCASIONAL NOTARY. OCCASIONAL PUBLIC SPEAKER. 2) BGS CAPITAL MANAGEMENT, LLC; DBA FOR INVESTMENT PRACTICE; INV REL: 3)ALPINE MORTGAGE; ROCHELLE PARK, NJ; NOT INV REL; MORTGAGE CONSULTANT SINCE 10/08; HOURS VARY; ORIGINATE MORTGAGES: 4)PROPERTY CASUALTY INSURANCE SALES, NON-INVESTMENT RELATED, SAME ADDRESS AS REGISTERED LOCATION, START DATE 10/1/2013: 5) NAME OF OTHER BUSINESS: MARIO SICARI - MOTIVATIONAL SPEAKING; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: MOTIVATIONAL SPEAKING; START DATE: 06/2017; POSITION/TITLE/RELATIONSHIP: SPEAKER; APX NUMBER OF HOURS PER WEEK: 12; APX NUMBER OF HOURS DURING TRADING HOURS: 12; BRIEF DESCRIPTION OF DUTIES: MOTIVATIONAL SPEAKING TO COLLEGE STUDENTS, HS GRADUATES ON EMPOWERMENT; 6)NAME OF OTHER BUSINESS: MARIO SICARI; INVESTMENT RELATED: NO; ADDRESS: 201 WEST PASSAIC STREET SUITE 301, ROCHELLE PARK, NJ 07662; NATURE OF BUSINESS: NOTARY SIGNING AGENT; START DATE: 11/2018; POSITION/TITLE/RELATIONSHIP: NOTARY / SIGNING AGENT; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: WITNESS SIGNATURES OF CLOSING DOCS 7) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE ; START DATE: 04/2023 ; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT ; BRIEF DESCRIPTION OF DUTIES: SELLS HEALTH AND PROPERTY & CASUALTY ; 8) NAME OF OTHER BUSINESS: MARTIN INSURANCE GROUP ; INVESTMENT RELATED: NO ; ADDRESS: 259 PROSPECT PLAINS RD CRANBURY, NJ 08512 ; NATURE OF BUSINESS: COMMISSION REFERRALS FROM HEALTH INSURANCE ; START DATE: 04/2023 ; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: REFERRING PARTNER; BRIEF DESCRIPTION OF DUTIES: HEALTH INSURANCE SALES FOR CLIENTS ; 9) NAME OF OTHER BUSINESS: POLARIS GALAXY INSURANCE, LLC, INVESTMENT RELATED: NO, ADDRESS: 777 TERRACE AVE., STE 309, HASBROUCK HEIGHTS, NJ 07604. NATURE OF BUSINESS: INSURANCE, START DATE: 04/2024, POSITION/TITLE/RELATIONSHIP: REFERRING AGENT, , APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: REFERRING PROPERTY AND CASUALTY BUSINESS; 10) NAME OF OTHER BUSINESS: BGS ASSURANCE LLC ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: RECEIVED ROYALTIES AND PAYMENTS FOR OUTSIDE BUSINESS ACTIVITIES ; START DATE: 08/2025 ; POSITION/TITLE/RELATIONSHIP: AUTHOR ; APX NUMBER OF HOURS PER WEEK: 2.5 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0 ; BRIEF DESCRIPTION OF DUTIES: AUTHORING A BOOK AND PROMOTING THE BOOK VIA PODCAST AND PUBLIC EVENTS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-02
S63 Uniform Securities Agent State Law Examination 1998-10-13
  • S66 Uniform Combined State Law Examination
    2002-08-02
  • S63 Uniform Securities Agent State Law Examination
    1998-10-13
Designations

View on SEC IAPD

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