Nicholas Keith Aubin

Current Employers

Employment History

• 06/2013 → 12/2021
  North Jersey Country Club
  Wayne, NJ
• 06/2017 → 12/2021
  Upper Montclair Country Club
  Clifton, NJ
• 06/2018 → 12/2021
  Essex County Country Club
  West Orange, NJ
• 08/2020 → 12/2021
  Mountain Ridge Country Club
  Caldwell, NJ
• 09/2019 → 07/2020
  Cafe Gelato
  Newark, DE
• 08/2012 → 09/2016
  Wayne Valley High School
  Wayne, NJ
• 08/2016 → 05/2020
  University Of Delaware
  Newark, DE
• 01/2022 → 08/2023
  New York Life Insurance Company
  Edison, NJ
• 09/2022 → 08/2023
  Nylife Securities Llc
  Edison, NJ
• 09/2023 → Present
  Cetera Financial Specialists Llc
  Schuamburg, IL
• 09/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 11/2023 → Present
  Bgs Capital Management, Llc
  Rochelle Park, NJ

Other Businesses

1) BGS CAPITAL MANAGEMENT, LLC; ROCHELLE PARK, NJ; INV REL; DBA FOR INVESTMENT PRACTICE; FINANCIAL PROFESSIONAL; SINCE 09/2023; 160 HRS/MO 2) 2 AUBINS MANAGEMENT LLC; NORTH ARLINGTON, NJ; NON-INV RELATED; PROPERTY RENTAL; OWNER; SINCE 02/2023; 32 HRS/MO 3) GOLF CADDY; WAYNE, NJ; NON-INV RELATED; GOLF CADDY; VARIOUS COURSES; SINCE 06/2013; 32 HOURS/MO 4) NAME OF OTHER BUSINESS: BGS CAPITAL MANAGEMENT, LLC , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 35, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 5) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 04/2024, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS, HEALTH, PROPERTY & CASUALTY 6) NAME OF OTHER BUSINESS: POLARIS GALAXY INSURANCE, LLC, INVESTMENT RELATED: NO, ADDRESS: 777 TERRACE AVE., STE 309, HASBROUCK HEIGHTS, NJ 07604. NATURE OF BUSINESS: INSURANCE, START DATE: 04/2024, POSITION/TITLE/RELATIONSHIP: REFERRING AGENT, , APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: REFERRING PROPERTY AND CASUALTY BUSINESS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-09-22
• S63 Uniform Securities Agent State Law Examination
  2022-09-30