Brian Desmond Walsh

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2003 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 09/2006 → Present
  Brian Walsh Ea
  Suffern, NY
• 03/2005 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2025 → Present
  Follini, Walsh & Benjamin
  Pearl River, NY

Other Businesses

1) NAME OF OTHER BUSINESS: BRIAN WALSH EA INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX SERVICES; START DATE: 9/2006; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5-10; APX NUMBER OF HOURS DURING TRADING HOURS: 5-10; BRIEF DESCRIPTION OF DUTIES: PROVIDE TAX RESOLUTION SERVICES FOR INCOME TAX, PAYROLL TAX AND SALES TAX ISSUES FOR SMALL BUSINESSES AND THEIR OWNERS; 2) NAME OF OTHER BUSINESS: FOLLINI, WALSH & BENJAMIN; INVESTMENT RELATED: NO; ADDRESS: 300 N MIDDLETOWN ROAD SUITE 3 PEARL RIVER, NY 10965; NATURE OF BUSINESS: TAX AND ACCOUNTING SERVICES; START DATE: 01/2025; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: OVERSEE A STAFF OF ACCOUNTANTS, BOOKKEEPERS AND TAX PREPARERS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-02-10
• S63 Uniform Securities Agent State Law Examination
  2004-06-28