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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-24
NJ RA APPROVED 2012-09-05
  • TX RA
    APPROVED_RES
    Since 2021-04-24
  • NJ RA
    APPROVED
    Since 2012-09-05

Branch Locations

201 W Passaic Street Suite 301, Rochelle Park, NJ 07662 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 09/2012 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2012 Present
American School Of Business Fairfield NJ 02/2019 Present
Wolff Capital, Llc Rochelle Park NJ 01/2023 Present
  • 09/2012 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 09/2012 → Present
    Schaumburg, IL
  • 02/2019 → Present
    American School Of Business
    Fairfield, NJ
  • 01/2023 → Present
    Wolff Capital, Llc
    Rochelle Park, NJ
Previous Registrations
Other Businesses

1) BGS CAPITAL MANAGEMENT LLC; ROCHELLE PARK, NJ; BRANCH OFFICE FGSC; ASSIST WITH BRANCH; 80HRS/MTH: 2) ALPINE MORTGAGE SERVICES - NOT INV RELATED; ROCHELLE PARK, NJ; MORTGAGE LOAN ORIGINATIONS; MORTGAGE LOAN ORIGINATOR; SINCE 05/2013; 80 HRS/MONTH, 80 HRS/MONTH DURING SECURITIES TRADING HOURS: 3) PROPERTY AND CASUALTY INSURANCE SALES, NON-INVESTMENT RELATED, SAME ADDRESS AS REGISTERED LOCATION, START DATE 10/1/2013: 4) NAME OF OTHER BUSINESS: AMERICAN SCHOOL OF BUSINESS; INVESTMENT RELATED: NO; ADDRESS: 194 US-46, FAIRFIELD, NJ 07004; NATURE OF BUSINESS: INSURANCE CONTINUING EDUCATION; START DATE: 02/2019; POSITION/TITLE/RELATIONSHIP: CE INSTRUCTOR; APX NUMBER OF HOURS PER WEEK: 3-6; APX NUMBER OF HOURS DURING TRADING HOURS: 3-6; BRIEF DESCRIPTION OF DUTIES: PROVIDE CONTINUING EDUCATION THORUGH IN-CLASS INSTRUCTION; 5) NAME OF OTHER BUSINESS: EXECUTOR; INVESTMENT RELATED: NO; ADDRESS: 262 B FELLAR DRIVE, NEW MILFORD, NJ 07646; NATURE OF BUSINESS: EXECUTOR FOR FAMILY; START DATE: 02/2019; POSITION/TITLE/RELATIONSHIP: EXECUTOR; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: EXECUTING THE WILL OF MY GRANDPARENTS 6) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 03/02/024, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS HEALTH; 7) NAME OF OTHER BUSINESS: POLARIS GALAXY INSURANCE, LLC, INVESTMENT RELATED: NO, ADDRESS: 777 TERRACE AVE., STE 309, HASBROUCK HEIGHTS, NJ 07604. NATURE OF BUSINESS: INSURANCE, START DATE: 04/2024, POSITION/TITLE/RELATIONSHIP: REFERRING AGENT, , APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: REFERRING PROPERTY AND CASUALTY BUSINESS; 8) NAME OF OTHER BUSINESS: WOLFF CAPITAL, LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 01/2023, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PASS-THROUGH BUSINESS ENTITY FOR TAX PURPOSES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-30
  • S66 Uniform Combined State Law Examination
    2011-09-30

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