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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-24 |
| NJ | RA | APPROVED | 2012-09-05 |
Branch Locations
201 W Passaic Street Suite 301, Rochelle Park, NJ 07662 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 09/2012 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2012 | Present |
| American School Of Business | Fairfield | NJ | 02/2019 | Present |
| Wolff Capital, Llc | Rochelle Park | NJ | 01/2023 | Present |
1) BGS CAPITAL MANAGEMENT LLC; ROCHELLE PARK, NJ; BRANCH OFFICE FGSC; ASSIST WITH BRANCH; 80HRS/MTH: 2) ALPINE MORTGAGE SERVICES - NOT INV RELATED; ROCHELLE PARK, NJ; MORTGAGE LOAN ORIGINATIONS; MORTGAGE LOAN ORIGINATOR; SINCE 05/2013; 80 HRS/MONTH, 80 HRS/MONTH DURING SECURITIES TRADING HOURS: 3) PROPERTY AND CASUALTY INSURANCE SALES, NON-INVESTMENT RELATED, SAME ADDRESS AS REGISTERED LOCATION, START DATE 10/1/2013: 4) NAME OF OTHER BUSINESS: AMERICAN SCHOOL OF BUSINESS; INVESTMENT RELATED: NO; ADDRESS: 194 US-46, FAIRFIELD, NJ 07004; NATURE OF BUSINESS: INSURANCE CONTINUING EDUCATION; START DATE: 02/2019; POSITION/TITLE/RELATIONSHIP: CE INSTRUCTOR; APX NUMBER OF HOURS PER WEEK: 3-6; APX NUMBER OF HOURS DURING TRADING HOURS: 3-6; BRIEF DESCRIPTION OF DUTIES: PROVIDE CONTINUING EDUCATION THORUGH IN-CLASS INSTRUCTION; 5) NAME OF OTHER BUSINESS: EXECUTOR; INVESTMENT RELATED: NO; ADDRESS: 262 B FELLAR DRIVE, NEW MILFORD, NJ 07646; NATURE OF BUSINESS: EXECUTOR FOR FAMILY; START DATE: 02/2019; POSITION/TITLE/RELATIONSHIP: EXECUTOR; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: EXECUTING THE WILL OF MY GRANDPARENTS 6) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 03/02/024, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS HEALTH; 7) NAME OF OTHER BUSINESS: POLARIS GALAXY INSURANCE, LLC, INVESTMENT RELATED: NO, ADDRESS: 777 TERRACE AVE., STE 309, HASBROUCK HEIGHTS, NJ 07604. NATURE OF BUSINESS: INSURANCE, START DATE: 04/2024, POSITION/TITLE/RELATIONSHIP: REFERRING AGENT, , APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: REFERRING PROPERTY AND CASUALTY BUSINESS; 8) NAME OF OTHER BUSINESS: WOLFF CAPITAL, LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 01/2023, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PASS-THROUGH BUSINESS ENTITY FOR TAX PURPOSES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-30 |
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