Best Investors
Account
Sign in
Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2006-01-31 |
Branch Locations
201 W Passaic Street Suite 301, Rochelle Park, NJ 07662 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Michael Poole | Rochelle Park | NJ | 02/1989 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 10/2005 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2006 | Present |
| M&M Associates Llc | Rochelle Park | NJ | 11/2009 | Present |
1) ASSOCIATED FINANCIAL SERVICES, INC; NOT INV REL; SALES OF GROUP HEALTH PLANS; SINCE 10/02: 2) SELLS AND RECEIVES RENEWALS LIFE INSURANCE, LONG TERM CARE INSURANCE: 3) M&M ASSOCIATES, LLC; M&M ASSOCIATES LLC; INV RELATED; ROCHELLE PARK, NJ; RECRUITER; REFERRING PARTNER RECRUITING DUTIES; START DATE 11/09; 160 HRS/MTH 4) DBA BGS CAPITAL MANAGEMENT LLC; INVESTMENT RELATED; ADDRESS IS SAME AS REGISTERED LOCATION; DBA FOR FINANCIAL SERVICES; START 1/2008; 20-30 HOURS/WEEK DURING TRADING HOURS; FINANCIAL SERVICES 5) RENTAL PROPERTY; NOT INVESTMENT RELATED; ADDRESS NOT DISCLOSED; START 2/2015; OWNER OF RESIDENTIAL REAL ESTATE PROPERTY;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-04 |
Reach out to this advisor