Richard Andrew Boehm

Current Employers

Employment History

• 02/2009 → 12/2024
  Lpl Financial, Llc
  Westport, CT
• 08/2020 → Present
  Winthrop Advisory Group Llc
  Westport, CT
• 12/2004 → Present
  Unified Wealth Management, Llc
  Westport, CT
• 02/2009 → Present
  Unified Tax Services, Llc
  Westport, CT

Previous Registrations

• 2004-12-13 → 2020-12-10
  Unified Wealth Management, Llc
  Scottsdale, AZ
  Scottsdale, AZ
  Hartford, CT
• 2004-09-16 → 2008-08-26
  Gunnallen Financial, Inc
  Scottsdale, AZ
  Peoria, AZ
  Fountain Hills, AZ
  Phoenix, AZ
  Phoenix, AZ
  Scottsdale, AZ
  Scottsdale, AZ
• 2002-12-09 → 2004-12-02
  Pfa/Pinnacle Financial Advisors
  Scottsdale, AZ
• 2003-03-27 → 2004-10-11
  Osaic Wealth, Inc.
  Scottsdale, AZ
• 2002-07-16 → 2002-12-02
  Asset & Financial Planning, Ltd
  Scottsdale, AZ

Other Businesses

02/12/2009 - UNIFIED TAX SERVICES, LLC - TAX PREP / ACCOUNTING / BOOKKEEPING - Investment Related - 5% OF TIME SPENT - PREPARE INCOME TAXES FOR INDIVIDUALS AND BUSINESSES 08/2020 - Unified Wealth Management, LLC - At Reported Business Location(s) - Investment-Related - Tax/Employment Entity/DBA - Founder & Managing Partner - 40 hr/wk - 8hr/day 5/8/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 05/01/2018 - 5 Hours Per Month/1 Hours During Securities Trading - Sales of non-variable life insurance and long term care insurance. 11/01/2023 - Unified Wealth Management- Non-Investment Related - At Reported Business Location(s) - Real Estate Rental - Office Space - Start Date: 09/01/2023 - 1 Hour Per Month / 1 Hour During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-13
• S63 Uniform Securities Agent State Law Examination
  1993-09-07

Designations

Other Names

• Richard Boehm
• Richard A. Boehm
• Rich Boehm