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Robert Dean Nelson

Northrock Partners, LLC

Minneapolis, MN

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Current Employers
Northrock Partners, Llc

225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-02-12
MN RA APPROVED 2014-01-23
  • NC RA
    APPROVED
    Since 2024-02-12
  • MN RA
    APPROVED
    Since 2014-01-23

Branch Locations

225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Purshe Kaplan Sterling Investments Albany NY 10/2013 11/2016
Northrock Partners, Llc Minneapolis MN 10/2013 Present
  • 10/2013 → 11/2016
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 10/2013 → Present
    Minneapolis, MN
Previous Registrations
Other Businesses

1) MAINTAINS CURRENT MN INSURANCE LICENSES. 2) SOIGNE HOSPITALITY GROUP; YES INVESTMENT RELATED; 222 NORTH 2ND STREET, SUITE 300, MINNEAPOLIS, MN 55401; NATURE OF THE BUSINESS IS A RESTAURANT; MEMBER OF THE BOARD OF DIRECTORS AND AN INVESTTOR; RELATIONSHIP STARTED IN JULY 2022; APPROXIMATELY 1 HOUR A MONTH IS DEVOTED TO THIS BUSINESS. 3) ARROW GIVING FOUNDATION (FKA ASHBY COMMUNITY SCHOLARSHIP FUND); THIS IS NOT INVESTMENT RELATED; THE NATURE OF THE BUSINESS IS AN EDUCATIONAL FOUNDATION; POSITION IS FOUNDER AND PRESIDENT OF THE BOARD; RELATIONSHIP STARTED IN 2014 AS ASHBY COMMUNITY SCHOLARSHIP FUND AND CHANGED TO ARROW GIVING FOUNDATION IN 2015; APPROXIMATELY 5 HOURS A MONTH IS DEVOTED TO THIS BUSINESS. 4) ASHBY LEGACY FUND; EDUCATION FOUNDATION; FOUNDER AND BOARD MEMBER. 5) STAR TRIBUNE PENSION BOARD; NEW ORGANIZATION EMPLOYER PENSION BOARD; BOARD MEMBER. 6)THE TAYLOR FOUNDATION; BUSINESS IS NOT INVESTMENT RELATED; NATURE OF THE BUSINESS IS A FAMILY FOUNDATION; POSITION IS BOARD MEMBER; POSITION STARTED IN 2023; APPROXIMATELY 2 HOURS A MONTH DEVOTED TO THIS BUSINESS

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-06-17
  • S63 Uniform Securities Agent State Law Examination
    1993-06-17
Other Names
  • Rob Nelson

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