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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2024-11-19
NC RA APPROVED 2022-08-29
AZ RA APPROVED 2020-10-01
OR RA APPROVED 2012-02-22
WA RA APPROVED 2012-02-22
  • ID RA
    APPROVED
    Since 2024-11-19
  • NC RA
    APPROVED
    Since 2022-08-29
  • AZ RA
    APPROVED
    Since 2020-10-01
  • OR RA
    APPROVED
    Since 2012-02-22
  • WA RA
    APPROVED
    Since 2012-02-22

Branch Locations

1800 S.W. First Avenue Suite 420, Portland, OR 97201 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Portland OR 02/2012 Present
Agia Houston TX 12/2022 Present
Previous Registrations
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-11-17
S63 Uniform Securities Agent State Law Examination 1993-08-13
  • S65 Uniform Investment Adviser Law Examination
    2004-11-17
  • S63 Uniform Securities Agent State Law Examination
    1993-08-13

View on SEC IAPD

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