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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-01-17 |
| KY | RA | APPROVED | 2012-10-01 |
Branch Locations
3368 Tates Creek Road, Lexington, KY 40502 • United States
4192 Tates Creek Centre Rd, Lexington, KY 40517 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Lexington | KY | 10/2012 | Present |
| 3G & A, Llc | Louisville | KY | 05/2005 | Present |
| Jpmorgan Chase Bank, Na. | Lexington | KY | 06/2009 | Present |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: 3G & A, LLC. POSITION: PARTIAL OWNER START DATE: 5/1/2005 ADDRESS: 907 Louisville, KY DETAILS: 7 ACRES OF VACANT LAND IN GEORGIA. HOURS DEDICATED (per month unless otherwise indicated): ZERO HOURS DURING TRADING: ZERO INVESTMENT RELATED: NO
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-30 |
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