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Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-04-03
  • CO RA
    APPROVED
    Since 2023-04-03

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 01/2014 08/2017
Charles Schwab Bank Lone Tree CO 03/2017 08/2017
Unemployed Denver CO 08/2017 02/2018
Personal Capital Advisors Corporation Denver CO 02/2018 Present
Empower Advisory Group, Llc Greenwood Village CO 04/2023 Present
  • 01/2014 → 08/2017
    Lone Tree, CO
  • 03/2017 → 08/2017
    Charles Schwab Bank
    Lone Tree, CO
  • 08/2017 → 02/2018
    Unemployed
    Denver, CO
  • 02/2018 → Present
    Personal Capital Advisors Corporation
    Denver, CO
  • 04/2023 → Present
    Greenwood Village, CO
Previous Registrations
  • 2018-02-07 → 2023-04-03
    Personal Capital Advisors Corporation
    Denver, CO
    Denver, CO
  • 2016-06-16 → 2017-08-04
    Englewood, CO
    Lone Tree, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-16
S63 Uniform Securities Agent State Law Examination 2005-04-28
  • S66 Uniform Combined State Law Examination
    2016-06-16
  • S63 Uniform Securities Agent State Law Examination
    2005-04-28
Other Names
  • Charles Lavon Guy
  • Charles L Guy Jr
  • Charles L Guy Jr.
  • Charles L Guy
  • Charles L Guy Jr.
  • Charles L Guy
  • Charles Lavon Guy Jr

View on SEC IAPD

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