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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-08 |
| KY | RA | APPROVED | 2018-06-26 |
Branch Locations
805 Lehman Ave, Bowling Green, KY 42101 • United States
Franklin, KY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Bowling Green | KY | 03/2003 | Present |
| Ameriprise Financial Services, Inc | Bowling Green | KY | 06/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Bowling Green | KY | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-27 |
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