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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-03-02
  • VA RA
    APPROVED
    Since 2026-03-02

Branch Locations

1658 State Farm Blvd, Charlottesville, VA 22911 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Investment Services, Inc. Charlotte NC 09/2006 01/2018
Bb&T Securities, Llc Richmond VA 01/2018 02/2021
Bb&T Charlottesville VA 01/2019 02/2021
Truist Investment Services, Inc. Charlottesville VA 02/2021 03/2026
Truist Advisory Services, Inc. Charlottesville VA 02/2021 03/2026
Raymond James Financial Services, Inc. Charlottesville VA 03/2026 Present
Raymond James Financial Services Advisors, Inc. Charlottesville VA 03/2026 Present
Atlantic Union Bank Charlottesville VA 02/2026 Present
  • 09/2006 → 01/2018
    Bb&T Investment Services, Inc.
    Charlotte, NC
  • 01/2018 → 02/2021
    Bb&T Securities, Llc
    Richmond, VA
  • 01/2019 → 02/2021
    Bb&T
    Charlottesville, VA
  • 02/2021 → 03/2026
    Truist Investment Services, Inc.
    Charlottesville, VA
  • 02/2021 → 03/2026
    Charlottesville, VA
  • 03/2026 → Present
    Raymond James Financial Services, Inc.
    Charlottesville, VA
  • 03/2026 → Present
    Charlottesville, VA
  • 02/2026 → Present
    Atlantic Union Bank
    Charlottesville, VA
Previous Registrations
  • 2021-02-17 → 2026-03-06
    Earlysville, VA
    Atlanta, GA
    Charlottesville, VA
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Charlottesville, VA
    Charlotte, NC
    Richmond, VA
  • 2006-10-04 → 2018-01-02
    Bb&T Investment Services, Inc.
    Charlottesville, VA
    Charlottesville, VA
    Charlotte, NC
  • 2005-12-15 → 2006-09-01
    Cuna Brokerage Services, Inc.
    Charlottesville, VA
    Charlottesville, VA
Other Businesses

(1)Name of Business: Atlantic Union Financial Consultants, LLC/Atlantic Union Bank Wealth Management Address: 4300 Cox Rd, Glen Allen, VA, 23060, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/27/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Sales Manager (2)Name of Business: Midnight Buzz Address: 675 Frays Ridge Road, Earlysville, VA, 22936, United States Activity Type: Other Position/Title: Musician Investment Related: No Start Date: 02/05/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Singer in a rock band

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-14
S63 Uniform Securities Agent State Law Examination 1993-06-14
  • S66 Uniform Combined State Law Examination
    2005-12-14
  • S63 Uniform Securities Agent State Law Examination
    1993-06-14
Other Names
  • Tracey Kirsteen Etzold
  • Tracey Kirsteen Thomas
  • Tracey Bagby
  • Tracey Kirsteen Bagby
  • Tracey Kirsteen Thomas

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