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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| CT | RA | APPROVED | 2020-12-10 |
| TX | RA | APPROVED_RES | 2009-02-05 |
| NJ | RA | APPROVED | 2006-10-09 |
Branch Locations
360 Hamilton Ave, White Plains, NY 10601 • United States
Stamford, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | New York | NY | 02/2006 | Present |
| Bank Of America, Na | New York | NY | 06/2010 | Present |
I*30973 For profit or not for profit: For-Profit Organization Name of outside business organization: Keydet Club Board (Virginia Military Institute) Investment related: N Address of business: Lexington, Virginia 24450 Nature of business: LLC, Position, title, association: Advisory Board Member, Start date of relationship: 1/1/2008 Number of hours devoted: 5 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Advisory Board Member Fund rasian for Division 1 Athletics program I*39599 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CATHOLIC CHAIRITIES NEW CONENANT HOUS INVESTMENT RELATED: N ADDRESS OF BUSINESS: STAMFORD, CONNECTICUT 06902 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: START DATE OF RELATIONSHIP: 03/01/2011 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MEET ONCE A MONTH TO DISCUSS FUNDRAISING INITIATIVES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-06 |
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