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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
565 Taxter Road Suite 625 6Th Floor, Elmsford, NY 10523 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metropolitan Life Insurance Company | Whiteplains | NY | 05/1993 | Present |
| Metlife Securities Inc. | Whiteplains | NY | 05/1993 | Present |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | Present |
| Mml Investors Services, Llc | Elmsford | NY | 03/2017 | Present |
(1) Name: Mauro and Rossana Caringi Inv rel: Y Add: 925 Lester Avenue Mamaroneck NY 10543 Nature: Simple Rental Property Position: owner Start date: 01/1982 No. HR/MO: 1 No. HR/MO during sec trading: 0 (2) Name: Mauro Caringi Inv rel: Y Add: 565 Taxter Road 6th Floor Elmsford New York 10523 Nature: NonMMLIA Insurance Brokerage Position: Sales Start date: 01/2005 No. HR/MO: 5 No. HR/MO during sec trading: 0 Describe duties: individual and group life & health Property/Casualty
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-04 |
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