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Bradford J Cote

Morgan Stanley

Wellesley, MA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-02
CT RA APPROVED 2022-10-25
  • TX RA
    APPROVED
    Since 2022-11-02
  • CT RA
    APPROVED
    Since 2022-10-25

Branch Locations

112 Worcester Street, Wellesley, MA 02481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Waltham MA 03/2006 11/2020
Tiaa Waltham MA 03/2006 11/2020
Morgan Stanley Smith Barney Llc Wellesley MA 07/2022 Present
Unemployed - Voluntary Separation Package From Previous Employer Chatham MA 11/2020 07/2022
  • 03/2006 → 11/2020
    Tiaa-Cref Individual & Institutional Services, Llc
    Waltham, MA
  • 03/2006 → 11/2020
    Tiaa
    Waltham, MA
  • 07/2022 → Present
    Morgan Stanley Smith Barney Llc
    Wellesley, MA
  • 11/2020 → 07/2022
    Unemployed - Voluntary Separation Package From Previous Employer
    Chatham, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-25
S63 Uniform Securities Agent State Law Examination 1993-07-23
  • S66 Uniform Combined State Law Examination
    2022-10-25
  • S63 Uniform Securities Agent State Law Examination
    1993-07-23
Other Names
  • Bradford J Cote
  • Brad Cote
  • Brad J. Cote
  • Bradford J Cote
  • Brad Cote
  • Brad J Cote,
  • Bradford James Cote

View on SEC IAPD

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NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · WELLESLEY, MA
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