Dee Morgan

Current Employers

Employment History

• 12/2025 → Present
  Thrivent Investment Management Inc
  Minneapolis, MN
• 12/2025 → Present
  Thrivent Financial
  Appleton, WI
• 09/2022 → 10/2023
  First Command Financial
  Fort Worth, TX
• 11/2023 → 11/2025
  Cambridge Investment Research
  Fairfield, IA
• 11/2018 → 08/2022
  Lpl Financial
  San Diego, CA
• 02/2016 → 11/2018
  Securities America
  Omaha, NE

Previous Registrations

• 2008-09-08 → 2012-04-04
  Wfg Advisors, Lp
  Dallas, TX
• 2007-05-08 → 2008-09-10
  Osaic Fa, Inc.
  Addison, TX
• 2006-04-25 → 2006-06-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX

Other Businesses

4 M TEAM LLC POSITION: Owner NATURE: I set up this LLC for myself and my sons to be used in whatever capacity might be needed. There has never been any work done on anything whatsoever at this point. It was built with a lens to potentially help one of my oldest sons on some ad hoc computer related consulting or any other type of consulting or gig work. There is no marketing of this LLC, no bank accounts ever set up, no business ever done etc. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2027 ADDRESS: 10410 River Bend Dr., Rowlett TX 75089, United States DESCRIPTION: I set this LLC to be used if myself or my sons ever needed to be able to do consulting or any gig work. Since the inception of this LLC - literally nothing has taken place.

Exams

• S66 Uniform Combined State Law Examination
  2026-03-28
• S65 Uniform Investment Adviser Law Examination
  2006-04-24
• S63 Uniform Securities Agent State Law Examination
  1993-06-09

Other Names

• Dee Wayne Morgan
• Dee Wayne Morgan
• Dee Morgan