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Current Employers
R. Kent Harris And Associates, Ltd.

5655 S. Yosemite St. Suite 320, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-12-17
CO RA APPROVED 1999-01-01
  • TX RA
    APPROVED_RES
    Since 2007-12-17
  • CO RA
    APPROVED
    Since 1999-01-01

Branch Locations

1777 S. Harrison St. Suite 102, Denver, CO 80210 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
R. Kent Harris & Associates Denver CO 08/1996 Present
Partners Securities, Inc. Denver CO 06/1999 03/2026
Kestra Investment Services, Llc Greenwood Village CO 06/1999 03/2026
J.W. Cole Financial, Inc. Tampa FL 04/2026 Present
  • 08/1996 → Present
    R. Kent Harris & Associates
    Denver, CO
  • 06/1999 → 03/2026
    Partners Securities, Inc.
    Denver, CO
  • 06/1999 → 03/2026
    Kestra Investment Services, Llc
    Greenwood Village, CO
  • 04/2026 → Present
    J.W. Cole Financial, Inc.
    Tampa, FL
Other Businesses

(1) R. Kent Harris & Associates, LTD; DBA; RIA and Insurance Sales; Investment Related; 5655 S. Yosemite St, #320, Greenwood Village, CO 80111; Agent/Investment Advisor; Financial Planning and Wealth Management; Start in 1998; 160 hours/month, 160 hours/month during trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-07-27
  • S63 Uniform Securities Agent State Law Examination
    1998-07-27

View on SEC IAPD

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