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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-10-22 |
| GA | RA | APPROVED | 2006-04-20 |
| FL | RA | APPROVED | 2006-04-18 |
| AL | RA | APPROVED | 2006-04-17 |
| NC | RA | APPROVED | 2006-04-17 |
Branch Locations
233 12Th Street, Suite 100-A, Columbus, GA 31901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co., Inc. | Columbus | GA | 04/2006 | Present |
1. Kimi Farms; 2300 Whittlesey Rd, Ste 1, Columbus, GA 31909; Christmas tree farm; Making and selling of lighted Christmas spheres; 12/01/2012; 20 Hours per Year; Not during securities trading hours; Not Investment-Related. 2. Notary Public; 680 Barschall Drive Columbus GA 31904; Notarize documents for clients; 01/01/1996; 1 hr/year; During security trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-20 |
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