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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-10-22
GA RA APPROVED 2006-04-20
FL RA APPROVED 2006-04-18
AL RA APPROVED 2006-04-17
NC RA APPROVED 2006-04-17
  • TX RA
    APPROVED_RES
    Since 2009-10-22
  • GA RA
    APPROVED
    Since 2006-04-20
  • FL RA
    APPROVED
    Since 2006-04-18
  • AL RA
    APPROVED
    Since 2006-04-17
  • NC RA
    APPROVED
    Since 2006-04-17

Branch Locations

233 12Th Street, Suite 100-A, Columbus, GA 31901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co., Inc. Columbus GA 04/2006 Present
  • 04/2006 → Present
    Stifel Nicolaus & Co., Inc.
    Columbus, GA
Previous Registrations
Other Businesses

1. Kimi Farms; 2300 Whittlesey Rd, Ste 1, Columbus, GA 31909; Christmas tree farm; Making and selling of lighted Christmas spheres; 12/01/2012; 20 Hours per Year; Not during securities trading hours; Not Investment-Related. 2. Notary Public; 680 Barschall Drive Columbus GA 31904; Notarize documents for clients; 01/01/1996; 1 hr/year; During security trading hours; Not Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-20
  • S66 Uniform Combined State Law Examination
    2005-12-20
Other Names
  • Kim Sheek
  • James K. Sheek
  • James Kimbrough Sheek, Iv

View on SEC IAPD

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