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Lisa Sindle Steppe

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbus, GA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2009-04-16
TX RA APPROVED_RES 2009-01-15
SC RA APPROVED 2004-02-17
  • GA RA
    APPROVED
    Since 2009-04-16
  • TX RA
    APPROVED_RES
    Since 2009-01-15
  • SC RA
    APPROVED
    Since 2004-02-17

Branch Locations

7310 N Lake Dr, Columbus, GA 31909 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lych, Pierce, Fenner & Smith, Inc. Columbia SC 11/1999 Present
  • 11/1999 → Present
    Merrill Lych, Pierce, Fenner & Smith, Inc.
    Columbia, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-02
S63 Uniform Securities Agent State Law Examination 1991-08-13
  • S66 Uniform Combined State Law Examination
    2003-12-02
  • S63 Uniform Securities Agent State Law Examination
    1991-08-13
Other Names
  • Lisa Sindle Taylor
  • Lisa Sindle Locklier

View on SEC IAPD

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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Columbus, GA
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STATE FARM INVESTMENT MANAGEMENT CORP. · Columbus, GA
EAGLE STRATEGIES LLC · COLUMBUS, GA
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, GA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Columbus, GA
LPL FINANCIAL LLC · COLUMBUS, GA

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