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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-01-16
GA RA APPROVED 2006-08-01
  • TX RA
    APPROVED_RES
    Since 2009-01-16
  • GA RA
    APPROVED
    Since 2006-08-01

Branch Locations

7310 N Lake Dr, Columbus, GA 31909 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbus GA 03/1997 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-26
  • S66 Uniform Combined State Law Examination
    2006-07-26

View on SEC IAPD

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