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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-08
GA RA APPROVED 2004-04-07
  • TX RA
    APPROVED_RES
    Since 2017-05-08
  • GA RA
    APPROVED
    Since 2004-04-07

Branch Locations

7310 N Lake Dr, Columbus, GA 31909 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbus GA 05/1996 Present
Bank Of America,Na Columbus OH 11/2009 Present
Other Businesses

I*46584 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FLORY FARMS LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: COLUMBUS, GEORGIA 31906 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 9/8/2005 NUMBER OF HOURS DEVOTED: 12 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: HOLDNG COMPANY FOR FAMILY FARM I*82065 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FLORY INVESTMENTS INVESTMENT RELATED: Y ADDRESS OF BUSINESS: COLUMBUS, GEORGIA NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 6/20/2002 NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FAMILY REAL ESTATE HOLDINGS. HAS BEEN IN FAMILY 120 YEARS. OWNER OF PROPERTY I*82062 For profit or not for profit: Non-Profit Organization Name of outside business organization: SALVATION ARMY Investment related: N Address of business: COLUMBUS, Georgia 31901 Nature of business: Charitable Organization, Position, title, association: , Start date of relationship: 6/24/1992 Number of hours devoted: 12 hour(s) Annually Number of hours devoted during trading hours: 10 Duties: Advisory Board member

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-06
S63 Uniform Securities Agent State Law Examination 1996-07-22
  • S65 Uniform Investment Adviser Law Examination
    1996-08-06
  • S63 Uniform Securities Agent State Law Examination
    1996-07-22
Other Names
  • John Flory

View on SEC IAPD

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