John Ditman Flory

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1996 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Columbus, GA
• 11/2009 → Present
  Bank Of America,Na
  Columbus, OH

Other Businesses

I*46584 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FLORY FARMS LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: COLUMBUS, GEORGIA 31906 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 9/8/2005 NUMBER OF HOURS DEVOTED: 12 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: HOLDNG COMPANY FOR FAMILY FARM I*82065 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FLORY INVESTMENTS INVESTMENT RELATED: Y ADDRESS OF BUSINESS: COLUMBUS, GEORGIA NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 6/20/2002 NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FAMILY REAL ESTATE HOLDINGS. HAS BEEN IN FAMILY 120 YEARS. OWNER OF PROPERTY I*82062 For profit or not for profit: Non-Profit Organization Name of outside business organization: SALVATION ARMY Investment related: N Address of business: COLUMBUS, Georgia 31901 Nature of business: Charitable Organization, Position, title, association: , Start date of relationship: 6/24/1992 Number of hours devoted: 12 hour(s) Annually Number of hours devoted during trading hours: 10 Duties: Advisory Board member

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-08-06
• S63 Uniform Securities Agent State Law Examination
  1996-07-22

Other Names

• John Flory