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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-12-22
GA RA APPROVED 2015-02-12
  • TX RA
    APPROVED
    Since 2015-12-22
  • GA RA
    APPROVED
    Since 2015-02-12

Branch Locations

7310 N Lake Dr, Columbus, GA 31909 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbus GA 11/2014 Present
Bank Of America, N.A. Columbus GA 01/2015 Present
Other Businesses

I*133828 For profit or not for profit: For-Profit Organization Name of outside business organization: Limberlost Farms LLC Investment related: N Address of business: Columbus, Georgia 31904 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 9/6/2019 Number of hours devoted: 2 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: I purchased land for personal use and with the goal of building a house on it in the future. The house will be my personal residence. I put the land in this LLC. The LLC is owned 100 by my wife and I. I*1653332, Entity Type:Entity Charitable, Name of OBA: Rivendell Academy Address:Columbus, GA 31909 Investment Related:No Position, Title, Association:Board Member Employee Start Date:01/05/24 No Hours:4 weekly No Hours during trading:1 Duties:Private School. I am one of the founding board members. My role is to serve on the board and help the head of school with hiring and interviewing teachers, meet and interview with interested teachers and make sure the school is in line with its mission statement.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-13
  • S66 Uniform Combined State Law Examination
    2015-01-13

View on SEC IAPD

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