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Brian Todd Shupe

Corient

Carmel, IN

Indianapolis, IN

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Current Employers
Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-10-31
TX RA APPROVED 2023-10-31
  • IN RA
    APPROVED
    Since 2023-10-31
  • TX RA
    APPROVED
    Since 2023-10-31

Branch Locations

Carmel, IN • United States

500 E 96Th Street Suite 450, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Windsor Wealth Management Indianapolis IN 06/1992 10/2023
Corient Indianapolis IN 10/2023 Present
Corient Services Llc Miami FL 10/2023 Present
  • 06/1992 → 10/2023
    Windsor Wealth Management
    Indianapolis, IN
  • 10/2023 → Present
    Corient
    Indianapolis, IN
  • 10/2023 → Present
    Corient Services Llc
    Miami, FL
Previous Registrations
  • 1998-12-09 → 2023-11-13
    Windsor Wealth Management, Inc.
    Indianapolis, IN
    Indianapolis, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-07-08
  • S65 Uniform Investment Adviser Law Examination
    1993-07-08
Designations

View on SEC IAPD

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TODD ALAN BIEBERICH

Other Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN
LPL FINANCIAL LLC · CARMEL, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carmel, IN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CARMEL, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN
WILLIAMSON LEGACY GROUP, LLC · Carmel, IN

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