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Sharon Ramlow Lucas

LPl Enterprise, LLC

Oklahoma City, OK

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2024-11-14
TX RA APPROVED 2024-11-14
  • OK RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED
    Since 2024-11-14

Branch Locations

11212 N May Avenue Suite 404, Oklahoma City, OK 73120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Horace Mann Investors, Inc. Springfield IL 09/2005 12/2017
Horace Mann Insurance Springfield IL 12/2013 12/2017
Pruco Securities, Llc. Tulsa OK 11/2017 11/2024
Prudential Insurance Company Of America Tulsa OK 12/2017 Present
Lpl Enterprise, Llc Oklahoma City OK 11/2024 Present
  • 09/2005 → 12/2017
    Horace Mann Investors, Inc.
    Springfield, IL
  • 12/2013 → 12/2017
    Horace Mann Insurance
    Springfield, IL
  • 11/2017 → 11/2024
    Pruco Securities, Llc.
    Tulsa, OK
  • 12/2017 → Present
    Prudential Insurance Company Of America
    Tulsa, OK
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Oklahoma City, OK
Previous Registrations
  • 2021-10-25 → 2024-11-14
    Pruco Securities, Llc.
    Oklahoma City, OK
    Plano, TX
    Oklahoma City, OK
    Oklahoma City, OK
    Tulsa, OK
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-22
S63 Uniform Securities Agent State Law Examination 2005-12-01
  • S65 Uniform Investment Adviser Law Examination
    2021-10-22
  • S63 Uniform Securities Agent State Law Examination
    2005-12-01
Other Names
  • Sharon Dolores Ramlow
  • Sharon Ramlow Lucas
  • Sharon R Lucas

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OKLAHOMA CITY, OK
HILLTOP SECURITIES INC. · OKLAHOMA CITY, OK
LPL FINANCIAL LLC · OKLAHOMA CITY, OK
UBS FINANCIAL SERVICES INC. · OKLAHOMA CITY, OK
EQUITABLE ADVISORS, LLC · OKLAHOMA CITY, OK
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Oklahoma City, OK
UBS FINANCIAL SERVICES INC. · Oklahoma City, OK
LPL FINANCIAL LLC · Oklahoma City, OK

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