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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2022-12-13 |
| TX | RA | APPROVED_RES | 2022-12-13 |
Branch Locations
901 S A St, Richmond, IN 47374-5521 • United States
Richmond, IN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| David A. Noyes & Company | Richmond | IN | 02/2014 | 08/2018 |
| Noyes Advisors Llc | Chicago | IL | 08/2015 | 08/2018 |
| Thurston Springer Advisors | Indianapolis` | IN | 08/2020 | 12/2022 |
| Thurston Springer Financial | Indianapolis | IN | 08/2018 | 12/2022 |
| Ameriprise Financial Services, Llc | Richmond | IN | 12/2022 | Present |
Business Ownership; Wesley Bates WMS LLC; co-owner; LLC specifically for Ameriprise financial related expenses; 901 s A st, , Richmond, IN, 47374; Not Investment-Related; 03/01/2011; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 1993-05-06 |
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