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Kristine Elaine Puellman

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Clayton, MO

Frisco, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2009-10-23
  • MO RA
    APPROVED
    Since 2009-10-23

Branch Locations

7676 Forsyth Blvd, Clayton, MO 63105 • United States

1 Cowboys Way, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America N.A Clayton MO 04/2006 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Clayton MO 10/2009 Present
Previous Registrations
  • 2002-12-19 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Clayton, MO
    Clayton, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-18
S63 Uniform Securities Agent State Law Examination 2001-06-19
  • S66 Uniform Combined State Law Examination
    2002-12-18
  • S63 Uniform Securities Agent State Law Examination
    2001-06-19
Other Names
  • Kristine Tufts
  • Kristine More

View on SEC IAPD

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