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601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2012-12-05 |
Branch Locations
5050 Poplar Avenue Suite 1200-1204, Memphis, TN 38157 • United States
601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2012-06-01 |
Branch Locations
21800 Burbank Blvd Suite 200, Woodland Hills, CA 91367 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Analysts, Incorporated | Memphis | TN | 04/1993 | Present |
| Tower Insurance Center, Inc. | Memphis | TN | 07/1990 | Present |
| Lincoln Investment | Memphis | TN | 06/2012 | Present |
VILLAGE OF HOPE POSITION: Board member NATURE: Non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 10/27/2017 ADDRESS: 316 Church Street, PO Box 96, Springtown TX 76082, United States DESCRIPTION: Organizational leadership assistance, informal resource development and U.S.-based advocacy on behalf of the Village of Hope REAL ESTATE RENTAL POSITION: Owner NATURE: Real estate rental INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1994 ADDRESS: 4400 Tall Trees Drive, Memphis TN 38117, United States DESCRIPTION: Property owner TOWER INSURANCE CENTER, INC. DBA THE ASSOCIATED AGENCY POSITION: President NATURE: Fixed life/health/annuity insurance and related consulting INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 01/01/1990 ADDRESS: 5050 Poplar Avenue, #1200, Memphis TN 38157, United States DESCRIPTION: Sales, service and consulting TOWER INSURANCE CENTER, INC. DBA THE ASSOCIATED AGENCY POSITION: President NATURE: PROPERTY & CASUALTY INSURANCE INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 01/01/1990 ADDRESS: 5050 Poplar Avenue, #1200, Memphis TN 38157, United States DESCRIPTION: Sales, service and related consulting THE ASSOCIATED AGENCY POSITION: President NATURE: General Business Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2013 ADDRESS: 5050 Poplar Avenue, #1200, Memphis TN 38157, United States DESCRIPTION: General business consulting provided to business owners and other professionals encompassing a variety of non-investment related areas including, but not limited to, business structures, succession planning, valuation, contract negotiations and the like.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-05-20 |
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