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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-01-08 |
| PA | RA | APPROVED | 2004-01-02 |
Branch Locations
5100 W Tilghman St Ste 211, Allentown, PA 18104 • United States
Coplay, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Allentown | PA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Allentown | PA | 03/2020 | Present |
Real Estate Ownership; Lot/Land; Rte 7, , Terra Alta, WV, 26764; Not Investment-Related; 12/02/2011. Business Ownership; RIME Associates LLC; Managing practice expenses; Legal Entity; 5100 W. Tilghman Street, Suite 211, , Allentown, PA, 18104; Investment-Related; 12/20/2019; 1 to 9 hours per month; 0 during trading hours / WRM Resources LLC; Manager; Timber Harvesting; 2120 Patoka Dr, , Coplay, PA, 18037; Not Investment-Related; 06/01/2001; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Jerry Zimmerman Memorial Chapter of The National Wild Turkey Federation; Vice President; 3335 Levans Rd, , Coplay, PA, 18037; Not Investment-Related; 03/15/2024; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-08 |
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