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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-12-01 |
| CA | RA | APPROVED | 2008-01-01 |
Branch Locations
5060 California Ave 11Th Fl, Bakersfield, CA 93309 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Bakersfield | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Bakersfield | CA | 11/2016 | Present |
IPISTI PARTNERS LLC, NOT INV RELATED, BAKERSFIELD, CA, 15% OWNERSHIP BY FAMILY TRUST, START 4/20/2018, ZERO HOURS PER MONTH, ZERO DURING TRADING, NO DUTIES. 16GC, LP, NOT INVT RELATED, BAKERSFIELD, CA, 68.75% OWNERSHIP, START DATE 9/16/2020, 4 HRS PER MONTH, 0 HRS DURING TRADING, OWNER AND MANAGER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-24 |
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