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Rodouane Ragui

J.P. Morgan Securities LLC

Darien, CT

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-10-09
CT RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2020-10-09
  • CT RA
    APPROVED
    Since 2012-10-01

Branch Locations

165 Noroton Ave, Darien, CT 06820 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Westport CT 04/2011 12/2017
J.P. Morgan Securities Llc Darien CT 01/2018 Present
Jpmorgan Chase Bank, N.A. Darien CT 01/2018 Present
  • 04/2011 → 12/2017
    Jpmorgan Chase Bank
    Westport, CT
  • 01/2018 → Present
    J.P. Morgan Securities Llc
    Darien, CT
  • 01/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Darien, CT
Previous Registrations
  • 2011-05-19 → 2012-10-01
    Chase Investment Services Corp.
    Westport, CT
    Westport, CT
  • 2010-01-06 → 2010-12-17
    Morgan Stanley
    Hartford, CT
    Hartford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-01-04
S63 Uniform Securities Agent State Law Examination 1993-06-16
  • S66 Uniform Combined State Law Examination
    2010-01-04
  • S63 Uniform Securities Agent State Law Examination
    1993-06-16
Other Names
  • Rodouane Ragui
  • Rodovane Ragui

View on SEC IAPD

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