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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2012-04-26 |
Branch Locations
5445 Triangle Pkwy Ste 325, Peachtree Cor, GA 30092 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Northwestern Mutual Life Insurance C | Milwaukee | WI | 03/1992 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 04/1993 | Present |
| Northwestern Mutual Investment Services, Llc | Norcross | GA | 04/2012 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2015 | Present |
1. STRIPER GUIDE, FISHING GUIDE, 107 MOWHAWK LANE, WESTMINSTER, , SOUTH CAROLINA, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 6/30/2009, HOURS PER MONTH: 6-20, FISHING GUIDE. 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 2002-12-30 |
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