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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2025-08-29 |
| FL | RA | APPROVED | 2023-11-08 |
| TX | RA | APPROVED_RES | 2010-03-06 |
| TN | RA | APPROVED | 2004-04-15 |
Branch Locations
6060 Poplar Ave, Memphis, TN 38119 • United States
St Petersburg, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Memphis | TN | 11/1992 | Present |
| Bank Of America, N.A. | Germantown | TN | 07/2011 | Present |
I*4790268, Entity Type: , Name of OBA: Seapointe Terrace Condo Association, Address: St Petersburg, Florida, 33711, Investment Related: N, Position, Title, Association: ["Board Member"], Employee Start Date: 07/06/2026, No Hours: 6 Weekly, No Hours during Trading: 0 Weekly, Duties: Working with my neighbors to create/maintain a community were we enjoy living. solving issues that concern the condo owners' property values and and safety The HOA Board, is the governing body of the Condo Assn. All board positions are held by owners of condos at Seapointe Terrace. Responsibilities include keeping our buildings and amenities maintained, and in good repair and safe. Another role of the board is to interview potential renters, and buyers. I feel it is a responsibility due to living in a community, a relatively new experience, much different than living in a stand alone home.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-01 |
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