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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2025-08-29
FL RA APPROVED 2023-11-08
TX RA APPROVED_RES 2010-03-06
TN RA APPROVED 2004-04-15
  • ID RA
    APPROVED
    Since 2025-08-29
  • FL RA
    APPROVED
    Since 2023-11-08
  • TX RA
    APPROVED_RES
    Since 2010-03-06
  • TN RA
    APPROVED
    Since 2004-04-15

Branch Locations

6060 Poplar Ave, Memphis, TN 38119 • United States

St Petersburg, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Memphis TN 11/1992 Present
Bank Of America, N.A. Germantown TN 07/2011 Present
Other Businesses

I*4790268, Entity Type: , Name of OBA: Seapointe Terrace Condo Association, Address: St Petersburg, Florida, 33711, Investment Related: N, Position, Title, Association: ["Board Member"], Employee Start Date: 07/06/2026, No Hours: 6 Weekly, No Hours during Trading: 0 Weekly, Duties: Working with my neighbors to create/maintain a community were we enjoy living. solving issues that concern the condo owners' property values and and safety The HOA Board, is the governing body of the Condo Assn. All board positions are held by owners of condos at Seapointe Terrace. Responsibilities include keeping our buildings and amenities maintained, and in good repair and safe. Another role of the board is to interview potential renters, and buyers. I feel it is a responsibility due to living in a community, a relatively new experience, much different than living in a stand alone home.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-07-24
S63 Uniform Securities Agent State Law Examination 1993-06-01
  • S65 Uniform Investment Adviser Law Examination
    1997-07-24
  • S63 Uniform Securities Agent State Law Examination
    1993-06-01
Other Names
  • Julie A Kinney

View on SEC IAPD

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