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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2017-12-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Old National Bank | Henderson | KY | 05/1994 | Present |
| Lpl Financial, Llc | Henderson | KY | 11/2009 | Present |
1) 02/20/2014: NO BUSINESS NAME - NOT INV REL - AT REPORTED BUSINESS LOCATION(S) - NOTARY - 1% OF TIME SPENT - PROVIDE NOTARY SERVICES 2) 02/09/2024 - Old National Bank - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Financial Associate - Start Date: 01/02/2020 - 5 Hours Per Month/5 Hours During Securities Trading. 3) 04/02/2025 - Old National Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/01/2025 - 0 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-04 |
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