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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2023-02-13 |
Branch Locations
238 2Nd Street, Henderson, KY 42420 • United States
Henderson, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Henderson | KY | 04/2021 | Present |
| Farmers Bank And Trust Marion Kentucky | Marion | KY | 10/2014 | 12/2020 |
| Unemployed | Henderson | KY | 01/2021 | 04/2021 |
Real Estate Ownership; 95 acres hunting ground with a cabin.; 2055 Barnhill Rd, , Providence, KY, 42450; Investment-Related; 09/01/2021. Business Ownership; Audas Holdings LLC; Owner; Manage Ameriprise Business; 1028 Parkwood Ct, , Henderson, KY, 42420; Not Investment-Related; 03/21/2022; 20 to 39 hours per month; 20 to 39 during trading hours / Scott Audas Jiu Jitsu LLC; Teach Brazilian Jiu Jitsu and yoga.; Martial arts school and fitness center; 2480 US 41 N. Unit 110, , Henderson, KY, 42420; Not Investment-Related; 03/18/2015; 20 to 39 hours per month; 1 to 9 during trading hours. Outside Employment; University of Evansville; I teach Economics 101; Adjunct professor at the University of Evansville.; 1800 Lincoln Ave., , Evansville, IN, 47714; Not Investment-Related; 01/02/2023; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-01-03 |
| S63 | Uniform Securities Agent State Law Examination | 2022-09-14 |
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