Best Investors Account Sign in

David Andrew Sutton

Ameriprise Financial Services, LLC

Henderson, KY

Henderson, KY

Claim This Profile
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-01
KY RA APPROVED 2014-06-19
  • TX RA
    APPROVED_RES
    Since 2017-03-01
  • KY RA
    APPROVED
    Since 2014-06-19

Branch Locations

238 2Nd Street, Henderson, KY 42420 • United States

Henderson, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Henderson KY 06/2014 03/2020
Ameriprise Financial Services, Llc Henderson KY 03/2020 Present
Previous Registrations
  • 2012-04-23 → 2014-04-29
    Edward Jones
    St Louis, MO
    Henderson, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-24
  • S66 Uniform Combined State Law Examination
    2012-02-24
Other Names
  • Andy Sutton
  • David Sutton

View on SEC IAPD

Other Firms

CENTAURUS FINANCIAL, INC.
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
OSAIC WEALTH, INC.
FIFTH THIRD SECURITIES, INC.
EDWARD JONES
ROBERT W. BAIRD & CO. INCORPORATED
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

WALTER JOSEPH GOELTZ
ELIZABETH ANN GOELTZ
BRADLEY SHAWN STATON
CHRISTOPHER MATTHEW MEUTH
ERICK TIMOTHY DALTON
DANIEL WADE WRING
Scott Audas
Braxton Matthew Scales

Other Offices

CENTAURUS FINANCIAL, INC. · HENDERSON, KY
LPL FINANCIAL LLC · HENDERSON, KY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Henderson, KY
OSAIC WEALTH, INC. · HENDERSON, KY
FIFTH THIRD SECURITIES, INC. · HENDERSON, KY
LPL FINANCIAL LLC · HENDERSON, KY
EDWARD JONES · HENDERSON, KY
ROBERT W. BAIRD & CO. INCORPORATED · HENDERSON, KY

More in Henderson, KY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor