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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-12-19
KY RA APPROVED 2003-09-17
IN RA APPROVED 2000-09-21
  • TX RA
    APPROVED_RES
    Since 2006-12-19
  • KY RA
    APPROVED
    Since 2003-09-17
  • IN RA
    APPROVED
    Since 2000-09-21

Branch Locations

28 Commerce St Ste 101, Eddyville, KY 42038 • United States

238 2Nd Street, Henderson, KY 42420 • United States

Henderson, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Henderson KY 09/2005 03/2020
Ameriprise Financial Services, Llc Henderson KY 03/2020 Present
Other Businesses

Business Ownership; Wealthcare LLC; ; Legal entity established to manage our practice and pay staff.; 238 Second StHenderson, KY 42420, ,; ; 01/01/2006; 1 to 9 hours per month; / Wealthcare Properties, LLC; ; Legal entity that owns our office building.; 238 Second StHenderson, KY 42420, ,; ; 01/01/2008; 1 to 9 hours per month; / Abide Holdings Inc.; Entity used for operations and tax considerations in the practice; Entity used for operations and tax considerations in the practice; 238 Second St, , Henderson, KY, 42420; Not Investment-Related; 11/06/2015; 1 to 9 hours per month; 1 to 9 during trading hours / Bethel Farms, LLC; Administration work, pay taxes; Farmland; 238 Second St, , Henderson, KY, 42420; Not Investment-Related; 07/23/2021; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Farmers Bank & Trust Co, of Marion, KY; Director; 201 S. Main StMarion, KY 42064, ,; ; 05/21/2013; 1 to 9 hours per month; 1 to 9 during trading hours / Salvation Army of Henderson; Advisory board member; 1213 Washington St.Henderson, KY 42420, ,; Not Investment-Related; 03/01/2010; 1 to 9 hours per month; 1 to 9 during trading hours / Henderson County Riverport Authority; Board Member; 6200 Riverport Road, , Henderson, KY, 42420; Not Investment-Related; 09/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; 2nd Street Tech Ventures LLC; made loan to a social networking company; 238 Second StreetHenderson, KY 42420, ,; ; 04/19/2017; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-30
  • S66 Uniform Combined State Law Examination
    2000-08-30
Designations

View on SEC IAPD

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