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161 Washington Street, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-02-05 |
| TX | RA | APPROVED | 2026-02-05 |
| FL | RA | APPROVED | 2023-08-02 |
| TN | RA | APPROVED | 2023-08-02 |
Branch Locations
8 Arch Street, Huntsville, AL 35806 • United States
133 Holiday Court Suite 204, Franklin, TN 37067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tcm Securities, Inc | Woodstock | GA | 09/2013 | 10/2019 |
| Focus Financial Group | Franklin | TN | 05/1997 | Present |
| World Equity Group, Inc. | Franklin | TN | 06/2019 | 07/2019 |
| Alphastar Capital Management, Llc | Cornelius | NC | 07/2019 | 08/2023 |
| Hornor, Townsend, & Kent Llc | Horsham | PA | 08/2023 | Present |
| Penn Mutual Life Insurance Company | Horsham | PA | 03/2009 | Present |
1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: PS&G FINANCIAL PARTNERS | POSITION HELD: AGENT | ADDRESS: 133 HOLIDAY COURT, SUITE 204, FRANKLIN, TN 37067 | START DATE: 07/13/2023 | NATURE OF ACTIVITY: INSURANCE BROKERAGE | APPROX HRS PER MTH: 160 | APPROX TRADING HRS PER MTH: 150 | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE OF LIFE PRODUCTS INCLUDING PENN MUTUAL. 2) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: FOCUS FINANCIAL GROUP | POSITION HELD: OWNER/PRESIDENT | ADDRESS: 133 HOLIDAY COURT, SUITE 204, FRANKLIN, TN 37067 | START DATE: 08/01/2023 | NATURE OF ACTIVITY: INSURANCE BROKERAGE | APPROX HRS PER MTH: 100 | APPROX TRADING HRS PER MTH: 80 | DESCRIPTION OF DUTIES:INSURANCE & INVESTMENTS INCLUDING FINANACIAL PLANNING IN ADDITION TO SALES AND SERVICE OF DISABILITY AND HEALTH, GROUP BENEFIT, LIFE PRODUCTS INCLUDING PENN MUTUAL .
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-06-07 |
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