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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-09-26 |
| PA | RA | APPROVED | 2010-08-03 |
Branch Locations
1010 Stony Hill Rd Ste 100, Yardley, PA 19067 • United States
Newtown, PA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Yardley | PA | 07/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Yardley | PA | 11/2016 | Present |
HOLY GHOST PREP; NON INV RELATED; BENSALEM, PA; ASSISTANT JV COACH; HIGH SCHOOL ICE HOCKEY; START: 10/2016; 10 HRS/MO; 0 DURING TRADING; DUTIES: TEACH ICE HOCKEY SKILLS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-17 |
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